A Literature Survey on AI-Aided Beamforming and Beam Management for 5G and 6G Systems

Sensors (Basel). 2023 Apr 28;23(9):4359. doi: 10.3390/s23094359.

Abstract

Modern wireless communication systems rely heavily on multiple antennas and their corresponding signal processing to achieve optimal performance. As 5G and 6G networks emerge, beamforming and beam management become increasingly complex due to factors such as user mobility, a higher number of antennas, and the adoption of elevated frequencies. Artificial intelligence, specifically machine learning, offers a valuable solution to mitigate this complexity and minimize the overhead associated with beam management and selection, all while maintaining system performance. Despite growing interest in AI-assisted beamforming, beam management, and selection, a comprehensive collection of datasets and benchmarks remains scarce. Furthermore, identifying the most-suitable algorithm for a given scenario remains an open question. This article aimed to provide an exhaustive survey of the subject, highlighting unresolved issues and potential directions for future developments. The discussion encompasses the architectural and signal processing aspects of contemporary beamforming, beam management, and selection. In addition, the article examines various communication challenges and their respective solutions, considering approaches such as centralized/decentralized, supervised/unsupervised, semi-supervised, active, federated, and reinforcement learning.

Keywords: 5G; 6G; MIMO; artificial intelligence; beamforming; machine learning.

Publication types

  • Review

Grants and funding

This work was partially supported by the Coordenação de Aperfeiçoamento de Pessoal de Nível Superior—Brazil (CAPES) and by RNP, with resources from MCTIC, Grant Nos. 01250.075413/2018-04 and 01245.010604/2020-14, under the 6G Mobile Communications Systems of the Radiocommunication Reference Center (Centro de Referência em Radiocomunicações—CRR) project of the National Institute of Telecommunications (INATEL), Brazil; by Fundação de Amparo à Pesquisa do Estado de Minas Gerais (FAPEMIG) via grant number 2070.01.0004709/2021-28; by FCT/MCTES through national funds and when applicable co-funded EU funds under the Project UIDB/EEA/50008/2020; and by the Brazilian National Council for Research and Development (CNPq) via Grant Numbers 313036/2020-9 and 403827/2021-3; and the MCTI/CGI.br and the São Paulo Research Foundation (FAPESP) under grants 2021/06946-0, 2018/23097-3 (SFI2), 2022/03457-0 (SAMURAI) and 2020/05152-7 (PROFISSA); and the Rio de Janeiro Research Foundation (FAPERJ).