Study on progressive failure mode of surrounding rock of shallow buried bias tunnel considering strain-softening characteristics

Sci Rep. 2024 Apr 26;14(1):9608. doi: 10.1038/s41598-024-60324-y.

Abstract

Mountain tunnels portal often have to pass through slope terrain unavoidably, thus forming a shallow buried bias tunnel. During the construction of shallow buried bias tunnel, disasters such as slope sliding and tunnel collapse frequently occur. The failure mode of surrounding rock obtained by current research is based on the limit equilibrium theory, which cannot reflect the progressive failure characteristics of the surrounding rock of shallow buried bias tunnel. In order to reveal the failure mechanism of the gradual instability of surrounding rock of shallow buried bias tunnel, the problem of gradual failure of the surrounding rock is reduced to an elastic-plastic analysis problem for surrounding rock considering the strain-softening characteristics. Based on the elastic-plastic analysis of the failure process of shallow buried bias tunnel, MATLAB was used to compile a program to read the finite-difference calculation result file, extract the effective information such as shear strain and tensile strain at the center point of each unit, and establish the analysis method of the progressive failure mode of shallow buried bias tunnel. The reliability of the method proposed was verified by comparing the failure process of the model test with the development process of shear strain increment. Under the condition of no support, the formation mechanism of failure plane of surrounding rock on both sides of shallow buried bias tunnel is different. The shallow buried side is the shear failure plane formed by the collapse of surrounding rock, while the deep buried side of the tunnel is the shear failure plane formed by the collapse of surrounding rock and slope sliding. Under the conditions of excavation and support, the failure plane of the shallow buried bias tunnel can be divided into three parts according to the formation sequence and reasons. The part I is the failure plane, which is formed by active shear under the influence of tunnel excavation. The part II is the failure plane formed by tensile crack of slope top. The part III is the failure plane formed by passive shear under the push of the soil in the upper part of the slope.

Keywords: Elastic–plastic analysis; Progressive failure mode; Shallow buried bias tunnel; Strain softening.