Direction of Arrival Estimation of Coherent Wideband Sources Using Nested Array

Sensors (Basel). 2023 Aug 6;23(15):6984. doi: 10.3390/s23156984.

Abstract

Due to their ability to achieve higher DOA estimation accuracy and larger degrees of freedom (DOF) using a fixed number of antennas, sparse arrays, etc., nested and coprime arrays have attracted a lot of attention in relation to research into direction of arrival (DOA) estimation. However, the usage of the sparse array is based on the assumption that the signals are independent of each other, which is hard to guarantee in practice due to the complex propagation environment. To address the challenge of sparse arrays struggling to handle coherent wideband signals, we propose the following method. Firstly, we exploit the coherent signal subspace method (CSSM) to focus the wideband signals on the reference frequency and assist in the decorrelation process, which can be implemented without any pre-estimations. Then, we virtualize the covariance matrix of sparse array due to the decorrelation operation. Next, an enhanced spatial smoothing algorithm is applied to make full use of the information available in the data covariance matrix, as well as to improve the decorrelation effect, after which stage the multiple signal classification (MUSIC) algorithm is used to obtain DOA estimations. In the simulation, with reference to the root mean square error (RMSE) that varies in tandem with the signal-to-noise ratio (SNR), the algorithm achieves satisfactory results compared to other state-of-the-art algorithms, including sparse arrays using the traditional incoherent signal subspace method (ISSM), the coherent signal subspace method (CSSM), spatial smoothing algorithms, etc. Furthermore, the proposed method is also validated via real data tests, and the error value is only 0.2 degrees in real data tests, which is lower than those of the other methods in real data tests.

Keywords: direction-of-arrival (DOA); enhanced spatial smoothing; initial-estimation-free CSSM; sparse array.

Grants and funding

This work was supported in part by the National Key R&D Program of China under Grant 2020YFB1807602 and under Grant 2020YFB1807604, in part by the China University Innovation Fund for Production, education and research under Grant 2021ZYA0301, in part by the Jiangsu Planned Projects for Postdoctoral Research Funds under Grant 2020Z013, in part by the Pre-research project of SongShan Laboratory under Grant YYJC022022018, and in part by the China Postdoctoral Science Foundation under Grant 2020M681585 and under Grant 2023T160312.