Nonparametric and semiparametric estimation with sequentially truncated survival data

Biometrics. 2023 Jun;79(2):1000-1013. doi: 10.1111/biom.13678. Epub 2022 Apr 27.

Abstract

In observational cohort studies with complex sampling schemes, truncation arises when the time to event of interest is observed only when it falls below or exceeds another random time, that is, the truncation time. In more complex settings, observation may require a particular ordering of event times; we refer to this as sequential truncation. Estimators of the event time distribution have been developed for simple left-truncated or right-truncated data. However, these estimators may be inconsistent under sequential truncation. We propose nonparametric and semiparametric maximum likelihood estimators for the distribution of the event time of interest in the presence of sequential truncation, under two truncation models. We show the equivalence of an inverse probability weighted estimator and a product limit estimator under one of these models. We study the large sample properties of the proposed estimators and derive their asymptotic variance estimators. We evaluate the proposed methods through simulation studies and apply the methods to an Alzheimer's disease study. We have developed an R package, seqTrun, for implementation of our method.

Keywords: Alzheimer's disease; biased sampling; inverse probability weighting; product limit estimator; quasi-independence; truncation.

Publication types

  • Research Support, N.I.H., Extramural

MeSH terms

  • Alzheimer Disease*
  • Computer Simulation
  • Humans
  • Models, Statistical*
  • Probability
  • Survival Analysis