Two-stage lot quality assurance sampling framework for monitoring and evaluation of neglected tropical diseases, allowing for imperfect diagnostics and spatial heterogeneity

PLoS Negl Trop Dis. 2022 Apr 8;16(4):e0010353. doi: 10.1371/journal.pntd.0010353. eCollection 2022 Apr.

Abstract

Background: Monitoring and evaluation (M&E) is a key component of large-scale neglected tropical diseases (NTD) control programs. Diagnostic tests deployed in these M&E surveys are often imperfect, and it remains unclear how this affects the population-based program decision-making.

Methodology: We developed a 2-stage lot quality assurance sampling (LQAS) framework for decision-making that allows for both imperfect diagnostics and spatial heterogeneity of infections. We applied the framework to M&E of soil-transmitted helminth control programs as a case study. For this, we explored the impact of the diagnostic performance (sensitivity and specificity), spatial heterogeneity (intra-cluster correlation), and survey design on program decision-making around the prevalence decisions thresholds recommended by WHO (2%, 10%, 20% and 50%) and the associated total survey costs.

Principal findings: The survey design currently recommended by WHO (5 clusters and 50 subjects per cluster) may lead to incorrect program decisions around the 2% and 10% prevalence thresholds, even when perfect diagnostic tests are deployed. To reduce the risk of incorrect decisions around the 2% prevalence threshold, including more clusters (≥10) and deploying highly specific diagnostic methods (≥98%) are the most-cost saving strategies when spatial heterogeneity is moderate-to-high (intra-cluster correlation >0.017). The higher cost and lower throughput of improved diagnostic tests are compensated by lower required sample sizes, though only when the cost per test is <6.50 US$ and sample throughput is ≥3 per hour.

Conclusion/significance: Our framework provides a means to assess and update M&E guidelines and guide product development choices for NTD. Using soil-transmitted helminths as a case study, we show that current M&E guidelines may severely fall short, particularly in low-endemic and post-control settings. Furthermore, specificity rather than sensitivity is a critical parameter to consider. When the geographical distribution of an NTD within a district is highly heterogeneous, sampling more clusters (≥10) may be required.

Publication types

  • Research Support, Non-U.S. Gov't

MeSH terms

  • Animals
  • Helminths*
  • Humans
  • Lot Quality Assurance Sampling
  • Neglected Diseases / diagnosis
  • Neglected Diseases / epidemiology
  • Prevalence
  • Soil
  • Tropical Medicine*

Substances

  • Soil

Grants and funding

BL acknowledges funding from Ghent University starting grant (www.ugent.be). LEC the Dutch Research Council (NWO, grant 016.Veni.178.023). The funders had no role in study design, data collection and analysis, decision to publish, or preparation of the manuscript.