A Joint Fault Diagnosis Scheme Based on Tensor Nuclear Norm Canonical Polyadic Decomposition and Multi-Scale Permutation Entropy for Gears

Entropy (Basel). 2018 Mar 3;20(3):161. doi: 10.3390/e20030161.

Abstract

Gears are key components in rotation machinery and its fault vibration signals usually show strong nonlinear and non-stationary characteristics. It is not easy for classical time-frequency domain analysis methods to recognize different gear working conditions. Therefore, this paper presents a joint fault diagnosis scheme for gear fault classification via tensor nuclear norm canonical polyadic decomposition (TNNCPD) and multi-scale permutation entropy (MSPE). Firstly, the one-dimensional vibration data of different gear fault conditions is converted into a three-dimensional tensor data, and a new tensor canonical polyadic decomposition method based on nuclear norm and convex optimization called TNNCPD is proposed to extract the low rank component of the data, which represents the feature information of the measured signal. Then, the MSPE of the extracted feature information about different gear faults can be calculated as the feature vector in order to recognize fault conditions. Finally, this researched scheme is validated by practical gear vibration data of different fault conditions. The result demonstrates that the proposed scheme can effectively recognize different gear fault conditions.

Keywords: convex optimization; gear fault classification; multi-scale permutation entropy; nuclear norm; tensor decomposition.