Publication rates from biomedical and behavioral and social science R01s funded by the National Institutes of Health

PLoS One. 2020 Nov 13;15(11):e0242271. doi: 10.1371/journal.pone.0242271. eCollection 2020.

Abstract

Prior research has shown a serious lack of research transparency resulting from the failure to publish study results in a timely manner. The National Institutes of Health (NIH) has increased its use of publication rate and time to publication as metrics for grant productivity. In this study, we analyze the publications associated with all R01 and U01 grants funded from 2008 through 2014, providing sufficient time for these grants to publish their findings, and identify predictors of time to publication based on a number of variables, including if a grant was coded as a behavioral and social sciences research (BSSR) grant or not. Overall, 2.4% of the 27,016 R01 and U01 grants did not have a publication associated with the grant within 60 months of the project start date, and this rate of zero publications was higher for BSSR grants (4.6%) than for non-BSSR grants (1.9%). Mean time in months to first publication was 15.2 months, longer for BSSR grants (22.4 months) than non-BSSR grants (13.6 months). Survival curves showed a more rapid reduction of risk to publish from non-BSSR vs BSSR grants. Cox regression models showed that human research (vs. animal, neither, or both) and clinical trials research (vs. not) are the strongest predictors of time to publication and failure to publish, but even after accounting for these and other predictors, BSSR grants continued to show longer times to first publication and greater risk of no publications than non-BSSR grants. These findings indicate that even with liberal criteria for publication (any publication associated with a grant), a small percentage of R01 and U01 grantees fail to publish in a timely manner, and that a number of factors, including human research, clinical trial research, child research, not being an early stage investigator, and conducting behavioral and social sciences research increase the risk of time to first publication.

Publication types

  • Research Support, N.I.H., Extramural

MeSH terms

  • Behavioral Sciences / economics*
  • Behavioral Sciences / statistics & numerical data
  • Biomedical Research / economics*
  • Biomedical Research / statistics & numerical data
  • Financing, Organized*
  • National Institutes of Health (U.S.) / economics*
  • Publications / economics*
  • Publications / statistics & numerical data*
  • Social Sciences / economics*
  • Social Sciences / statistics & numerical data
  • United States

Grants and funding

The NIH provided support to the NIH authors (WR, SH) in the form of salaries for the authors, and the Lexical Intelligence authors (KB, PF) were contracted by the NIH to perform an independent analysis of R01/U01 grants and their associated publications. The funder (NIH) did not have any additional role in study design, data analysis, decision to publish, or preparation of the manuscript.