Fault detection and diagnosis based on particle filters combined with interactive multiple-model estimation in dynamic process systems

Abstract

A new approach to fault detection and diagnosis (FDD) is developed for nonlinear stochastic dynamic process systems in this paper. It is called PFs-IMM, which combines particle filters (PFs) and the interactive multiple model (IMM) estimation. In this method, a multiple-model estimation scheme is first formulated to describe the complex process system poorly represented by a single model. The IMM algorithm can deal with abrupt changes in the behavior of operating processes. The residuals of the multiple models are examined for the likelihood of each model. A decision rule is employed to adaptively determine which model is the most appropriate one at each time step. Then based on IMM, a set of PFs run in parallel is used to estimate the states and the reconciled measurements even when the operating mode changes. Each of the PFs utilizes a particular mode to derive the estimation of the state variables as well as the reconciliation of the measured variables based on the probabilistic weighting scheme. From the multiple filters, the interaction among PFs allows the fusing of dynamic estimates. To achieve higher sensitivity to faults and more robustness to disturbances and noises, a new fault index function is developed for FDD. The proposed PFs-IMM approach provides an integrated framework. It can estimate the current operational or faulty mode of the system and derive the overall state estimation and the measurement reconciliation as well. The simulation solutions to the problems are obtained to demonstrate the effectiveness of the proposed method in highly nonlinear dynamic processes.

Keywords: Dynamic process; Fault detection and diagnosis; Multiple-model estimation; Particle filter.