Using the Bayesian Improved Surname Geocoding Method (BISG) to create a working classification of race and ethnicity in a diverse managed care population: a validation study

Health Serv Res. 2014 Feb;49(1):268-83. doi: 10.1111/1475-6773.12089. Epub 2013 Jul 16.

Abstract

Objective: To validate classification of race/ethnicity based on the Bayesian Improved Surname Geocoding method (BISG) and assess variations in validity by gender and age.

Data sources/study setting: Secondary data on members of Kaiser Permanente Georgia, an integrated managed care organization, through 2010.

Study design: For 191,494 members with self-reported race/ethnicity, probabilities for belonging to each of six race/ethnicity categories predicted from the BISG algorithm were used to assign individuals to a race/ethnicity category over a range of cutoffs greater than a probability of 0.50. Overall as well as gender- and age-stratified sensitivity, specificity, positive predictive value (PPV), and negative predictive value (NPV) were calculated. Receiver operating characteristic (ROC) curves were generated and used to identify optimal cutoffs for race/ethnicity assignment.

Principal findings: The overall cutoffs for assignment that optimized sensitivity and specificity ranged from 0.50 to 0.57 for the four main racial/ethnic categories (White, Black, Asian/Pacific Islander, Hispanic). Corresponding sensitivity, specificity, PPV, and NPV ranged from 64.4 to 81.4 percent, 80.8 to 99.7 percent, 75.0 to 91.6 percent, and 79.4 to 98.0 percent, respectively. Accuracy of assignment was better among males and individuals of 65 years or older.

Conclusions: BISG may be useful for classifying race/ethnicity of health plan members when needed for health care studies.

Keywords: Race/ethnicity; geocoding; health plans; imputation and indirect estimation; surname analysis.

Publication types

  • Validation Study

MeSH terms

  • Adolescent
  • Adult
  • Aged
  • Aged, 80 and over
  • Algorithms
  • Bayes Theorem*
  • Birth Certificates
  • Child
  • Child, Preschool
  • Female
  • Health Services Research
  • Humans
  • Infant
  • Infant, Newborn
  • Male
  • Managed Care Programs*
  • Middle Aged
  • Names*
  • Racial Groups / classification*
  • Sensitivity and Specificity
  • United States