Comprehensive Assessment of Risk-Based Quality Management Adoption in Clinical Trials

Ther Innov Regul Sci. 2024 May;58(3):520-527. doi: 10.1007/s43441-024-00618-5. Epub 2024 Feb 16.

Abstract

Background: Risk-based monitoring (RBM) and risk-based quality management (RBQM) offer a compelling approach to increase efficiency, speed and quality in clinical trials by prioritizing and mitigating risks related to essential safety and efficacy data. Since 2013, the FDA and EMA have encouraged the use of RBM/RBQM, however adoption has been slow with limited understanding of the barriers to adoption.

Methods: The Tufts Center for the Study of Drug Development conducted an online survey among pharmaceutical, biotechnology, and contract research organizations and gathered 206 responses on 32 distinct RBQM practices.

Results: On average, companies implemented RBQM in 57% of their clinical trials. Lower levels of adoption were observed among companies conducting fewer than 25 trials annually (48%) compared to those conducting more than 100 trials annually (63%). Primary barriers to adoption include lack of organizational knowledge and awareness, mixed perceptions of the value proposition of RBQM, and poor change management planning and execution. Insights into improving the level of adoption are discussed.

Keywords: Quality by design; Risk-based monitoring; Risk-based quality management.

MeSH terms

  • Clinical Trials as Topic*
  • Drug Industry
  • Humans
  • Risk Management*
  • Surveys and Questionnaires
  • United States