Cite-seeing and reviewing: A study on citation bias in peer review

PLoS One. 2023 Jul 7;18(7):e0283980. doi: 10.1371/journal.pone.0283980. eCollection 2023.

Abstract

Citations play an important role in researchers' careers as a key factor in evaluation of scientific impact. Many anecdotes advice authors to exploit this fact and cite prospective reviewers to try obtaining a more positive evaluation for their submission. In this work, we investigate if such a citation bias actually exists: Does the citation of a reviewer's own work in a submission cause them to be positively biased towards the submission? In conjunction with the review process of two flagship conferences in machine learning and algorithmic economics, we execute an observational study to test for citation bias in peer review. In our analysis, we carefully account for various confounding factors such as paper quality and reviewer expertise, and apply different modeling techniques to alleviate concerns regarding the model mismatch. Overall, our analysis involves 1,314 papers and 1,717 reviewers and detects citation bias in both venues we consider. In terms of the effect size, by citing a reviewer's work, a submission has a non-trivial chance of getting a higher score from the reviewer: an expected increase in the score is approximately 0.23 on a 5-point Likert item. For reference, a one-point increase of a score by a single reviewer improves the position of a submission by 11% on average.

Publication types

  • Observational Study
  • Research Support, U.S. Gov't, Non-P.H.S.

MeSH terms

  • Bias
  • Humans
  • Machine Learning
  • Peer Review*
  • Peer Review, Research
  • Prospective Studies
  • Research Personnel*

Grants and funding

NSF CAREER award 1942124 was awarded to Nihar Shah (https://www.nsf.gov/awardsearch/showAward?AWD_ID=1942124&HistoricalAwards=false) J.P. Morgan AI research fellowship was awarded to Charvi Rastogi (https://www.jpmorgan.com/technology/artificial-intelligence/research-awards/phd-fellowship-2021) The funders had no role in study design, data collection and analysis, decision to publish, or preparation of the manuscript. There was no additional external funding received for this study.