Off-Grid DOA Estimation Based on Circularly Fully Convolutional Networks (CFCN) Using Space-Frequency Pseudo-Spectrum

Sensors (Basel). 2021 Apr 14;21(8):2767. doi: 10.3390/s21082767.

Abstract

Low-frequency multi-source direction-of-arrival (DOA) estimation has been challenging for micro-aperture arrays. Deep learning (DL)-based models have been introduced to this problem. Generally, existing DL-based methods formulate DOA estimation as a multi-label multi-classification problem. However, the accuracy of these methods is limited by the number of grids, and the performance is overly dependent on the training data set. In this paper, we propose an off-grid DL-based DOA estimation. The backbone is based on circularly fully convolutional networks (CFCN), trained by the data set labeled by space-frequency pseudo-spectra, and provides on-grid DOA proposals. Then, the regressor is developed to estimate the precise DOAs according to corresponding proposals and features. In this framework, spatial phase features are extracted by the circular convolution calculation. The improvement in spatial resolution is converted to increasing the dimensionality of features by rotating convolutional networks. This model ensures that the DOA estimations at different sub-bands have the same interpretation ability and effectively reduce network model parameters. The simulation and semi-anechoic chamber experiment results show that CFCN-based DOA is superior to existing methods in terms of generalization ability, resolution, and accuracy.

Keywords: DOA estimation; circularly fully convolutional networks; high resolution; off-grid; space-frequency pseudo-spectrum.